Information Technology Audit Plan Templates for Banking and Financial Institution

This IT Audit Plan Templates is built based on Banking and Financial Institution business process. However this simple IT template also could be used in another industry since there are a lot of similarity between Banking and other industries in term of IT operation and usage. Banking industry is one of Highly IT Dependent Industry which required complying with a lot of regulatory compliances from Central Bank, GLBA up to Sarbanes Oxley Compliances.

Here is the key audit scope that listed that the templates provides, which available for free download

1. Core Banking System
- Credit/Loan
- CASA (Customer Account Saving Account)

2. Financial Controlling Application

3. Human Resources Application

4. PCI DSS Security Audit
- VISA
- Mastercard

5. IT General Control
- Change Management
- Access Control
- Security Management
- Data Center Operation
- Outsourcing

6. Business Continuity& Disaster Recovery

7. Payment System
- SWIFT

8. Internet Banking

9. Card-based Electronic Payments
- Credit & Charge Card
- Bankcard Associations
- Debit & ATM Card
- EFT/POS Network
- Store Value Card